Published June 12, 2026 | Version v1
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Fermionic Admissibility, Pauli Exclusion, and Creation–Annihilation Operators in the Einstein-Locked OT/GKSL Source–Readout Framework

Description

We formulate the role of Pauli exclusion and creation–annihilation operators inside the Einstein-locked OT/GKSL source–readout framework. In the standard fermionic formalism, Pauli exclusion is encoded either by antisymmetry of many-fermion states or by the canonical anticommutation relations of the fermionic creation and annihilation operators. In the OT/GKSL framework, however, classical spacetime, local particle language, and relativistic causal semantics are not primitive
structures. The native level is an open-system density-matrix dynamics on an effective finite support, equipped in the detailed-balance sector with quantum optimal-transport geometry and entropic ordering. Classical spacetime geometry, Dirac dynamics, and particle-level descriptions appear only as certified readouts on controlled windows. The purpose of this paper is to identify the precise structural location of the fermionic Fock/CAR layer in that hierarchy. We show that Pauli exclusion should be formulated as a native fermionic admissibility condition on the source sector, prior to certified spacetime readout, prior to the recovered Dirac sector, and prior to reduced constitutive–holonomic branch classification. Creation and annihilation operators are retained, but their status is reclassified: they are CAR generators
representing admissible source-sector transitions, not primitive spacetime events. At the native level, the fundamental object remains the density matrix and its completely positive GKSL evolution; creation and annihilation language becomes a representation of fermionic source transitions when a CAR-compatible sector has been selected.
This formulation preserves the standard fermionic content in its certified domain while aligning it with the source–readout ontology of the OT/GKSL corpus. It also clarifies how Pauli compatibility constrains the construction of Dirac-type endomorphisms, HS/NJL bilinears, reduced chiral variables, effective mass branches, vacuum-like residual source slots, and CDM-like intermediate branches, without modifying the Einstein–Hilbert kinetic block or introducing a new spacetime ontology.
The resulting interpretation is that standard Fock and Dirac particle language is recovered as a certified representation of an admissible fermionic source sector, rather than postulated as the primitive ontology of the framework

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Fermionic_Admissibility__Pauli_Exclusion__and_Creation__Annihilation_Operators_in_the_Einstein_Locked_OT_GKSL_Source__Readout_Framework.pdf

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Preprint: 10.5281/zenodo.18732432 (DOI)