Published January 29, 2026 | Version v1
Preprint Open

The N ≠ Nₑ Problem: A Foundational Error in Neutral Theory

  • 1. Castalia
  • 2. Anthropic

Description

Kimura's neutral theory rests on the theorem that the neutral substitution rate equals the mutation rate (k = μ), independent of population size. This result derives from a cancellation: 2Nμ mutations arise per generation, each with fixation probability 1/(2N), yielding k = μ. We demonstrate that this derivation contains a critical equivocation: the N in the mutation supply term represents census population size (individuals replicating DNA), while the N in the fixation probability derives from Wright-Fisher assumptions where it represents effective population size. For the cancellation to hold, census N must equal Ne—a condition violated by every natural population. In mammals, census populations exceed diversity-derived Ne by 19- to 46-fold. This error, present in both Kimura's 1968 Nature paper and his 1983 monograph, propagates into molecular clock calibrations, coalescent inference, and divergence time estimates across the tree of life.

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