Published October 28, 2026 | Version 6.08

Smale's mean value constant exceeds 1.1559, and other miscellanea

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We prove K* > 1.1559837 for Smale's mean value constant K*, improving the bound 1.1018 proved by Jatar and Ng. They showed that K* equals the supremum of 1/B(0) over pairs (W, B) of a normalised univalent map W of the unit disk and a finite Blaschke product B with B(0) > 0 such that (WB)′ has no zero in the disk; we write ℬd for this supremum over pairs with deg B ≤ d. Our bound comes from an explicit computer-assisted pair built from a polynomial of degree 18. The Dubinin (2024) conjecture fails in every large degree; this already follows from the earlier bound K* > 1 by a remark of Dubinin, and we give a direct short argument. Our other results are of three kinds. Bounds: 1.1363375 < ℬ1 < 1.177801, ℬ2 < 100/61, and ℬd ≤ 4 − 0.00597/(d log d) for every d ≥ 2. Extremal pairs: if (W, B) attains ℬd with d ≥ 1, then W does not extend holomorphically past the circle and is not rational; if 1/Bn(0) → 4, then after rotation Wn tends to the Koebe function; and a locally best pair built from a polynomial of degree n has at least n weighted boundary defects. Structure: for W meromorphic past the circle, an exact count from the circle bounds deg B by a number read off W, a pocket formula expresses the winding number of (WB)′/(W′B) along the circle through the points where W/(zW′) < 0, and we describe Blaschke models and symmetric pairs.

Notes

Manuscript version 6.08 (October 28, 2026), 72 pages. Mathematics Subject Classification 2020: 30C10 (primary), 30C15, 30C45, 30J10. The programs, certificates and data files cited in the paper are in Goel_Smale_mean_value_programs.zip (README.txt inside).

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