Governed AI as Runtime Infrastructure: A Unified Authority and Evidence Architecture for Regulated Agentic Systems
Description
Enterprise adoption of autonomous agentic AI in regulated industries requires deterministic proof of authority, non-repudiation, and auditability. We present the implementation, formal protocol specification, and empirical evaluation of the Executable Assurance runtime. The architecture decouples application logic from governance enforcement: an immutable domain-agnostic core runtime is specialized dynamically through domain packs across healthcare, financial settlement, algorithmic lending, legal due diligence, and public procurement.
We evaluate the architecture against two operational signing protocols: (1) managed cloud-native scale using AWS Key Management Service (KMS), and (2) dedicated tamper-resistant hardware security using single-tenant AWS CloudHSM (FIPS 140-3 Level 3). In a continuous 24-hour soak test governing 854,100 consecutive decisions across 2,847 batches, the system maintained flat throughput with zero failed batches and zero permit leakage. Under ten deliberate fault-injection drills—including simulated key revocation, storage outages, and receipt tampering—the runtime strictly adhered to fail-closed invariants, aborting releases before any byte reached external boundaries. Every approved decision, policy evaluation, and refusal is anchored in DSSE (Dead Simple Signing Envelope) signatures and written to WORM-compliant S3 Object Lock storage, producing four verifiable projections for machines, regulators, auditors, and affected persons.
Other
Most security systems infer authority from capability: if an agent holds the credentials or API keys to perform an action, the system permits it. In autonomous systems, this assumption fails. Executable Assurance separates runtime execution from governance execution so that capability is not authority. Rather than relying on reactive post-hoc auditing or model alignment, the architecture compiles governance policies into deterministic, before-the-fact runtime gates. Consequential actions pass through a single, fail-closed choke-point that verifies single-use cryptographic permits and commits immutable evidence before any real-world effect is released.
Videos: https://www.lumiwright.com/open-source/videos/ · Project page: https://www.lumiwright.com/open-source/
Files
Paper-B-v17.pdf
Additional details
Related works
- Is referenced by
- Preprint: 10.5281/zenodo.23580974 (DOI)
- Is supplemented by
- Software: https://github.com/ernest-chiweshe/executable-assurance-reference (URL)
Dates
- Created
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2026-07/2026-10Research period