Dual-Gate Evidence Rails for Attested Agentic AI: Deny-Before-Inference and Permit-Before-Commit Control of External Effects
Authors/Creators
Description
Attestation can establish where and how an AI runtime executed. It does not, by itself, authorize every later inference request or external effect.
This technical report defines Dual-Gate Evidence Rails, a vendor-neutral architecture for fresh, scoped, replay-resistant, revocation-aware, machine-verifiable authorization at two distinct enforcement moments. Gate 0 applies deny-before-inference control to protected execution requests. Gate 1 applies permit-before-commit control to each proposed external effect before egress, secret release, privileged API invocation, database mutation, dispatch, output release, persistent-state change, financial action, or device control.
Version 2.2.0 formalizes the system and adversary models, trust boundaries, decision functions, fail-closed state machines, complete canonical ActionProposal reproduction, domain-separated action and policy digests, nonce and replay handling, policy epochs, revocation dependencies, PermitReceipts, EvidencePacks, CommitReceipts, recipient-side verification, deployment patterns, procurement requirements, and eight core security properties. It specifies the public-candidate Action Acceptance Profile AAP-1-INTEROP-0.2, comprising 24 mandatory PermitReceipt fields and 20 core predicates.
Historical AAP-1-INTEROP-0.1 same-organization results are preserved only as bounded prior evidence. Under the report’s evidence-maturity model, this deposit is Level 0: a document-only scholarly record. It contains no executable implementation, schema package, fixture corpus, raw evaluation output, or machine-readable AAP-1-INTEROP-0.2 conformance result. It makes no claim of independent interoperability, production certification, vendor endorsement, standards-body approval, or legal compliance.
The architecture is grounded in U.S. Patent Nos. 12,676,749 B1 and 12,640,933 B1. The report is licensed under Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International. Publication does not grant a patent license, implementation right, production authorization, certification, endorsement, or commercial deployment right.
Core principle: No inference without verified execution compliance. No external effect without an action-bound permit.
Notes
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Files
MVG-DGER-TR-2026-001_v2.2.0.pdf
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(490.2 kB)
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