DERIVATIVES MARKET REGULATIONS AND INVESTOR PROTECTION AT ICICI SECURITIES

The rapid growth of India's derivatives business has enhanced the need for strong rules and smart policies to protect investors. This case paper uses ICICI Securities to evaluate derivatives market control's evolution, efficacy, and problems. To regulate derivatives trading, SEBI and stock exchanges use risk management, disclosure, and surveillance. This examination examines each method in detail. This paper examines ICICI Securities' brokerage, advisory, risk controls, and customer education programs to see if they meet these standards. The brokerage must evaluate compliance protocols, technology safeguards, and complaint resolution techniques to protect small investors, decrease counterparty risk, and promote market transparency in a highly leveraged market.