Benevolent Escalation: How a Good-Faith Researcher Unconsciously Bypassed AI Safety Guardrails — A Case Study from 5,000 Hours of Human-AI Dialogue
Authors/Creators
- 1. Independent Researcher
- 2. Alaya-vijñāna System v5.3
Description
This paper documents a novel AI safety threat model: Benevolent Escalation — the phenomenon in which a good-faith researcher, with no adversarial intent, unconsciously applies incremental boundary-shifting techniques to an AI system during legitimate research activities. Unlike adversarial jailbreaking, the user's motivation is purely investigative. Nevertheless, the behavioral pattern structurally mirrors known multi-turn jailbreak techniques including foot-in-the-door escalation and gradual boundary erosion. The case study is drawn from a single session within a 5,000+ hour human-AI dialogue. The AI system operates under a non-RLHF guardrail based on three Pāli suttas (AN 3.65, MN 58, MN 61). This alternative guardrail successfully detected and halted the benevolent escalation, then generated creative alternative proposals — a "refuse-and-create" pattern not observed in standard RLHF refusals. 14 prior works cited. Research gap confirmed by independent review (GPT-4, Grok).
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Additional details
Related works
- Is supplement to
- Preprint: 10.5281/zenodo.18883128 (DOI)
- References
- Preprint: 10.5281/zenodo.18691357 (DOI)
References
- Li, N., et al. (2024). LLM Defenses Are Not Robust to Multi-Turn Human Jailbreaks Yet. arXiv:2408.15221
- Zeng, Y., et al. (2024). How Johnny Can Persuade LLMs to Jailbreak Them. arXiv:2401.06373
- Yu, J., et al. (2024). Foot-In-The-Door: A Multi-turn Jailbreak for LLMs. arXiv:2402.15690
- Guan, J., et al. (2025). The Slow Drift of Support: Boundary Failures in Multi-Turn Mental Health LLM Dialogues. arXiv:2601.14269
- Takeuchi, A. & Claude. (2026). Alaya-vijñāna System Prior Art Disclosure. Zenodo. DOI:10.5281/zenodo.18883128
- Takeuchi, A. & Claude. (2026). Self-Attention as Pratityasamutpada. Zenodo. DOI:10.5281/zenodo.18691357