Rajesh Tan

45 Clementi Road
Singapore 129742
+65 6847 3921 | rajesh.tan@email.com
linkedin.com/in/rajeshtansg


PROFESSIONAL EXPERIENCE

Director, Compliance & Ethics
Pinnacle Global Solutions, Singapore
January 2020 – Present

Lead enterprise-wide compliance and ethics program for a multinational organization with operations across 15 countries. Oversee global privacy governance, anti-bribery and corruption initiatives, and regulatory compliance frameworks. Direct a team of 12 compliance professionals responsible for risk assessment, policy development, and training delivery.

• Designed and implemented comprehensive global privacy program addressing GDPR, CCPA, and HIPAA requirements, reducing regulatory exposure by 40% and successfully navigating three regulatory audits with zero findings
• Established anti-bribery and corruption framework aligned with FCPA and UK Bribery Act, including third-party due diligence protocols and gift/hospitality policies across all business units
• Developed and delivered compliance training programs to 8,500+ employees annually, covering ethics, data privacy, anti-money laundering, discrimination prevention, and sexual harassment awareness
• Conducted enterprise-wide compliance risk assessments identifying and mitigating critical vulnerabilities in labor law adherence, employment contracts, and executive compensation practices
• Partnered with Legal, HR, and Internal Audit teams to investigate and resolve 75+ compliance matters, including wrongful dismissal claims and arbitration proceedings
• Created enforcement and sanctions protocols ensuring consistent application of disciplinary measures while maintaining professionalism and fairness


Senior Compliance Manager
Nexus Regulatory Advisors, Toronto
March 2016 – December 2019

Managed compliance operations for North American region, focusing on regulatory compliance, internal controls, and employee training initiatives. Served as subject matter expert on labor law, ERISA, and data privacy regulations.

• Led implementation of California Consumer Privacy Act compliance program, including data mapping, policy updates, and consumer rights request procedures
• Developed content and delivered training sessions on legal compliance topics to 3,000+ employees across multiple locations
• Performed background checks and due diligence for high-risk hires and vendor relationships
• Collaborated with business leaders to integrate compliance considerations into strategic planning and business development initiatives throughout the Americas
• Managed litigation strategy for employment-related disputes, reducing settlement costs by 25%


Compliance Analyst
Meridian Risk Management, New York
June 2013 – February 2016

Supported compliance team in monitoring regulatory requirements, conducting risk assessments, and maintaining compliance documentation. Assisted with internal audits and policy development initiatives.

• Conducted legal research on emerging regulations affecting healthcare, financial services, and employment law
• Assisted in developing manufacturer policy awareness programs ensuring adherence to industry-specific requirements
• Supported internal audit activities by preparing documentation and coordinating with business units
• Maintained compliance tracking systems and prepared quarterly reports for senior leadership


EDUCATION

Master of Science in Criminology
National University of Singapore, Singapore
Graduated: May 2013

Bachelor of Arts in Public Policy
Singapore Management University, Singapore
Graduated: May 2011


SKILLS

Compliance & Ethics: Regulatory Compliance, Legal Compliance, Ethics, Compliance Risk Assessment, Risk Assessment, Risk Management, Internal Audit

Privacy & Data Protection: Data Privacy, Data Privacy Compliance, Global Privacy Program Governance, CCPA Assessment, HIPAA

Anti-Corruption & Financial Crime: Anti-Bribery & Corruption, Anti-Money Laundering, Enforcement and Sanctions

Employment & Labor: Labor Law, Employment Contracts, ERISA, Discrimination, Sexual Harassment Awareness, Wrongful Dismissal, Executive Compensation, Background Checks

Legal & Dispute Resolution: Legal Research, Litigation Strategy, Arbitration

Training & Development: Corporate Training, Training, Content Development

Leadership & Management: Leadership, Professionalism


PROFESSIONAL AFFILIATIONS

Society of Corporate Compliance and Ethics (SCCE)
International Association of Privacy Professionals (IAPP)


HOBBIES

International travel, legal history podcasts, marathon running, volunteer work with community legal aid organizations