Matthias Devos
Rue de la Paix 47, 1050 Brussels, Belgium
+32 2 548 7634
matthias.devos@email.com
https://www.linkedin.com/in/matthias-devos-compliance

Professional Summary
Detail-oriented and results-driven compliance professional with over 10 years of experience in regulatory affairs, licensing, and risk management within the financial services industry. Proven track record in developing and implementing compliance programs, managing vendor relationships, and ensuring adherence to regulatory requirements. Strong analytical skills with a commitment to maintaining high ethical standards and fostering a culture of compliance.

Professional Experience

Associate Director, Compliance Licensing and Registration
Finvest Solutions, Brussels
January 2020 - Present
- Lead the compliance licensing and registration team, overseeing the licensing process for over 500 financial representatives, ensuring adherence to state and federal regulations.
- Developed and implemented a comprehensive compliance training program that increased staff awareness of regulatory requirements by 40%.
- Managed vendor relationships to ensure compliance with contractual obligations and regulatory standards, resulting in a 25% reduction in compliance-related incidents.
- Conducted risk assessments and compliance audits, identifying areas for improvement and implementing corrective actions to mitigate risks.

Compliance Manager
Axion Financial Group, Antwerp
June 2015 - December 2019
- Oversaw the compliance reporting process, ensuring timely and accurate submissions to regulatory bodies, including the Financial Industry Regulatory Authority (FINRA) and the Consumer Financial Protection Bureau (CFPB).
- Collaborated with cross-functional teams to develop and update policies and procedures, enhancing the organization's compliance framework.
- Provided legal advice and guidance on regulatory matters, supporting the business model and strategic initiatives of the organization.
- Conducted compliance risk assessments and developed action plans to address identified risks, improving overall compliance posture.

Compliance Analyst
RegTech Advisors, Ghent
March 2012 - May 2015
- Assisted in the development and implementation of compliance programs, focusing on licensing, registration, and regulatory reporting.
- Monitored changes in regulations and provided updates to management, ensuring the organization remained compliant with evolving legal requirements.
- Supported the compliance training initiatives, contributing to a culture of compliance and ethical behavior within the organization.
- Conducted audits and assessments to evaluate the effectiveness of compliance controls and recommend improvements.

Education

Bachelor of Science in Business Administration
Major: Finance
Université Libre de Bruxelles, Brussels, Belgium
Graduated: May 2011

Certifications
- Certified Emarketing Associate
- Certified Compliance Professional (CCP)

Skills
- Licensing
- Risk and Compliance Reporting
- Regulatory Affairs
- Compliance Training
- Vendor Management
- Regulatory Compliance
- Compliance Risk Assessment
- Policies and Procedures
- Legal Compliance
- Ethics

Languages
- English (Fluent)
- Dutch (Fluent)
- French (Fluent)

Additional Information
- Active member of the Association of Compliance Professionals
- Regular speaker at industry conferences on compliance and regulatory issues