               United Nations                                                                       S/RES/2321 (2016)
               Security Council                                                    Distr.: General
                                                                                   30 November 2016




               Resolution 2321 (2016)
               Adopted by the Security Council at its 7821st meeting, on
               30 November 2016

                    The Security Council,
                     Recalling its previous relevant resolutions, including resolution 825 (1993),
               resolution 1540 (2004), resolution 1695 (2006), resolution 1718 (2006), resolution
               1874 (2009), resolution 1887 (2009), resolution 2087 (2013), resolution 2094
               (2013), and resolution 2270 (2016), as well as the statements of its President of
               6 October 2006 (S/PRST/2006/41), 13 April 2009 (S/PRST/2009/7) and 16 April
               2012 (S/PRST/2012/13),
                    Reaffirming that proliferation of nuclear, chemical and biological weapons, as
               well as their means of delivery, constitutes a threat to international peace and
               security,
                     Expressing its gravest concern at the nuclear test by the Democratic People’s
               Republic of Korea (“the DPRK”) on September 9, 2016 in violation of resolutions
               1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013) and 2270 (2016), and at the
               challenge such a test constitutes to the Treaty on Non-Proliferation of Nuclear
               Weapons (“the NPT”) and to international efforts aimed at strengthening the global
               regime of non-proliferation of nuclear weapons, and the danger it poses to peace
               and stability in the region and beyond,
                    Underlining once again the importance that the DPRK respond to other
               security and humanitarian concerns of the international community,
                    Underlining also that measures imposed by this resolution are not intended to
               have adverse humanitarian consequences for the civilian population of the DPRK,
                     Expressing serious concern that the DPRK has continued to violate relevant
               Security Council resolutions through repeated launches and attempted launches of
               ballistic missiles, and noting that all such ballistic missile activities contribute to the
               DPRK’s development of nuclear weapons delivery systems and increase tension in
               the region and beyond,
                    Expressing continued concern that the DPRK is abusing the privileges and
               immunities accorded under the Vienna Conventions on Diplomatic and Consular
               Relations,



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                    Expressing great concern that the DPRK’s prohibited arms sales have
               generated revenues that are diverted to the pursuit of nuclear weapons and ballistic
               missiles while DPRK citizens have unmet needs,
                    Expressing its gravest concern that the DPRK’s ongoing nuclear - and ballistic
               missile-related activities have further generated increased tension in the region and
               beyond, and determining that there continues to exist a clear threat to international
               peace and security,
                   Acting under Chapter VII of the Charter of the United Nations, and taking
               measures under its Article 41,
                     1.   Condemns in the strongest terms the nuclear test conducted by the DPRK
               on 9 September 2016 in violation and flagrant disregard of the Security Council’s
               resolutions;
                     2.    Reaffirms its decisions that the DPRK shall not conduct any further
               launches that use ballistic missile technology, nuclear tests, or any other
               provocation; shall suspend all activities related to its ballistic missile programme
               and in this context re-establish its pre-existing commitments to a moratorium on
               missile launches; shall abandon all nuclear weapons and existing nuclear
               programmes in a complete, verifiable and irreversible manner, and immediately
               cease all related activities; and shall abandon all other existing weapons of mass
               destruction and ballistic missile programmes in a complete, v erifiable and
               irreversible manner;
                     3.   Decides that the measures specified in paragraph 8 (d) of resolution 1718
               (2006) shall apply also to the individuals and entities listed in annex I and II of this
               resolution and to any individuals or entities acting on their behalf or at their
               direction, and to entities owned or controlled by them, including through illicit
               means, and decides further that the measures specified in paragraph 8 (e) of
               resolution 1718 (2006) shall also apply to the individuals listed in annex I of this
               resolution and to individuals acting on their behalf or at their direction;
                     4.   Decides that the measures imposed in paragraph 8 (a), 8 (b) and 8 (c) of
               resolution 1718 (2006) shall also apply to the items, materials, equipment, goods
               and technology listed in annex III of this resolution;
                     5.    Reaffirms the measures imposed in paragraph 8 (a) (iii) of resolution
               1718 (2006) regarding luxury goods, and clarifies that the term “luxury goods”
               includes also, but is not limited to, the items specified in annex IV of this
               resolution;
                     6.    Reaffirms paragraphs 14 through 16 of resolution 1874 (2009), and
               paragraph 8 of resolution 2087 (2013), and decides that these paragraphs shall apply
               also with respect to any items the supply, sale or transfer of which is prohibited by
               this resolution;
                     7.    Decides that the measures imposed in paragraphs 8 (a), 8 (b), and 8 (c) of
               resolution 1718 (2006) shall also apply to the items listed in a new conventional
               arms dual-use list to be adopted by the Committee, directs the Committee to adopt
               this list within 15 days and to report to the Security Council to this effect, and
               further decides that, if the Committee has not acted, then the Security Council will




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           complete action to adopt the list within seven days of receiving that report, and
           directs the Committee to update this list every 12 months;
                8.    Decides that paragraph 19 of resolution 2270 (2016) shall apply with
           respect to all leasing, chartering or provision of crew services to the DPRK without
           exception, unless the Committee approves on a case-by-case basis in advance;
                 9.    Decides that paragraph 20 of resolution 2270 (2016) shall apply to
           registering vessels in the DPRK, obtaining authorization for a vessel to use the
           DPRK flag, and owning, leasing, operating, providing any vessel classification,
           certification or associated service, or insuring any vessel flagged by the DPRK,
           without exception, unless the Committee approves on a case -by-case basis in
           advance;
                 10. Clarifies that, for the purposes of implementing paragraph 17 of
           resolution 2270 (2016), specialized teaching and training which could contribute to
           the DPRK’s proliferation sensitive nuclear activities or the deve lopment of nuclear
           weapons delivery systems includes, but is not limited to advanced materials science,
           advanced chemical engineering, advanced mechanical engineering, advanced
           electrical engineering and advanced industrial engineering;
                11. Decides that all Member States shall suspend scientific and technical
           cooperation involving persons or groups officially sponsored by or representing the
           DPRK except for medical exchanges unless:
                (a) In the case of scientific or technical cooperation in the fields of nuclear
           science and technology, aerospace and aeronautical engineering and technology, or
           advanced manufacturing production techniques and methods, the Committee has
           determined on a case-by-case basis that a particular activity will not contribute to
           the DPRK’s proliferation sensitive nuclear activities or ballistic missile -related
           programmes; or
                 (b) In the case of all other scientific or technical cooperation, the State
           engaging in scientific or technical cooperation determines that the particular activ ity
           will not contribute to the DPRK’s proliferation sensitive nuclear activities or
           ballistic missile-related programmes and notifies the Committee in advance of such
           determination;
                 12. Decides that the Committee, if it has information that provides
           reasonable grounds to believe the vessels are or have been related to nuclear - or
           ballistic missile-related programmes or activities prohibited by resolutions 1718
           (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016) or this resolution, may
           require any or all of the following measures with respect to vessels it designates
           pursuant to this paragraph: (a) the Flag State of a designated vessel shall de -flag the
           vessel; (b) the Flag State of a designated vessel shall direct the vessel to a port
           identified by the Committee, in coordination with the port State; (c) all Member
           States shall prohibit a designated vessel from entering their ports, unless in case of
           emergency, in case of return to the vessel’s port of origination, or in case of
           direction by the Committee; (d) a vessel designated by the Committee shall be
           subject to the asset freeze imposed in paragraph 8 (d) of resolution 1718 (2006);
                 13. Expresses concern that the personal luggage and checked baggage of
           individuals entering into or departing from the DPRK may be used to transport




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               items the supply, sale or transfer of which is prohibited by resolutions 1718 (2006),
               1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016) or this resolution, and clarifies
               that such luggage and baggage constitute “cargo” for the purposes of implementing
               paragraph 18 of resolution 2270 (2016);
                    14. Calls upon all Member States to reduce the number of staff at DPRK
               diplomatic missions and consular posts;
                     15. Decides that all Member States shall take steps to restrict the entry into
               or transit through their territory of members of the Government of the DPRK,
               officials of that Government, and members of the DPRK armed forces, if the State
               determines that such members or officials are associated with the DPRK’s nuclear
               or ballistic missile programmes or other activities prohibited by resolutions 1718
               (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), or this resolution;
                    16. Decides that all States shall take steps to limit the number of bank
               accounts to one per DPRK diplomatic mission and consular post, and one per
               accredited DPRK diplomat and consular officer, at banks in their territory;
                    17. Recalls that, under the Vienna Convention on Diplomatic Relations of
               1961, a diplomatic agent shall not in the receiving State practice for personal profit
               any professional or commercial activity, and emphasizes accordingly that DPRK
               diplomatic agents are prohibited in the receiving State from such practice of
               professional or commercial activity;
                    18. Decides that all Member States shall prohibit the DPRK from using real
               property that it owns or leases in their territory for any purpose other than
               diplomatic or consular activities;
                     19. Recalls that a Member of the United Nations against which preventive or
               enforcement action has been taken by the Security Council may be suspended from
               the exercise of the rights and privileges of membership by the General Assembly
               upon the recommendation of the Security Council, and that the exercise of these
               rights and privileges may be restored by the Security Council;
                     20. Recalls that paragraph 18 of resolution 2270 (2016) requires all States to
               inspect the cargo within or transiting through their territory, including their airports,
               that has originated in the DPRK, or that is destined for the DPRK, or has been
               brokered or facilitated by the DPRK or its nationals, or by individuals or entities
               acting on their behalf or at their direction, or entities owned or controlled by them,
               or by designated individuals or entities, or that is being transported on DPRK -
               flagged aircraft, emphasizes that this measure requires States to inspect DPRK -
               flagged aircraft when they land in or take off from their territory, recalls also that
               paragraph 31 of resolution 2270 (2016) requires all States to prevent the sale or
               supply, by their nationals or from their territories or using their flag vessels or
               aircraft, of aviation fuel, to the territory of the DPRK, and calls upon all States to
               exercise vigilance to ensure that no more fuel is provided to DP RK-flagged civil
               passenger aircraft than is necessary for the relevant flight, including a standard
               margin for safety of flight;
                    21. Expresses concern that prohibited items may be transported to and from
               the DPRK by rail and by road, and underscores that the obligation in paragraph 18




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           of resolution 2270 (2016) to inspect the cargo within or transiting through their
           territory includes the cargo being transported by rail and by road;
                 22. Decides that all Member States shall prohibit their nationals, persons
           subject to their jurisdiction and entities incorporated in their territory or subject to
           their jurisdiction from providing insurance or re-insurance services to vessels
           owned, controlled, or operated, including through illicit means, by the DPRK unless
           the Committee determines on a case-by-case basis that the vessel is engaged in
           activities exclusively for livelihood purposes which will not be used by DPRK
           individuals or entities to generate revenue or exclusively for humanitarian purposes;
                23. Decides that all Member States shall prohibit their nationals from
           procuring vessel and aircraft crewing services from the DPRK;
                24. Decides that all Member States shall de-register any vessel that is owned,
           controlled, or operated by the DPRK, and further decides that Member States shall
           not register any such vessel that has been de-registered by another Member State
           pursuant to this paragraph;
                 25. Notes that, for the purpose of implementing resolutions 1718 (2006),
           1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016) and this resolution, the term
           “transit” includes but is not limited to the travel of individuals through a State’s
           international airport terminals en route to a destination in another State, regardless
           of whether such individuals pass through customs or passport control at that airport;
                 26. Decides that paragraph 29 of resolution 2270 (2016) shall be replaced by
           the following:
                      “Decides that the DPRK shall not supply, sell or transfer, directly or
                indirectly, from its territory or by its nationals or using its flag vessels or
                aircraft, coal, iron, and iron ore, and that all States shall prohibit the
                procurement of such material from the DPRK by their nationals, or using their
                flag vessels or aircraft, and whether or not originating in the territory of the
                DPRK, and decides that this provision shall not apply with respect to:
                      (a) Coal that the procuring State confirms on the basis of credible
                information has originated outside the DPRK and was transported through the
                DPRK solely for export from the Port of Rajin (Rason), provided that the State
                notifies the Committee in advance and such transactions are unrelated to
                generating revenue for the DPRK’s nuclear or ballistic missile programmes or
                other activities prohibited by resolutions 1718 (2006), 1874 (2009), 2087
                (2013), 2094 (2013) or this resolution;
                      (b) Total exports to all Member States of coal originating in the DPRK
                that in the aggregate do not exceed 53,495,894 US dollars or 1,000,866 metric
                tons, whichever is lower, between the date of adoption of this resolution and
                31 December 2016, and total exports to all Member States of coal originating
                in the DPRK that in the aggregate do not exceed 400,870,018 US dollars or
                7,500,000 metric tons per year, whichever is lower, beginning 1 January 2017,
                provided that the procurements (i) involve no individuals or entities that are
                associated with the DPRK’s nuclear or ballistic missile programmes or other
                activities prohibited by resolutions 1718 (2006), 1874 (2009), 2087 (2013),
                2094 (2013), 2270 (2016) or this resolution, including designated individuals




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                    or entities, or individuals or entities acting on their behalf or at their direction,
                    or entities owned or controlled by them, directly or indirectly, or individuals or
                    entities assisting in the evasion of sanctions, and (ii) are exclusively for
                    livelihood purposes of DPRK nationals and unrelated to generating revenue
                    for the DPRK’s nuclear or ballistic missile programmes or other activities
                    prohibited by resolutions 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013),
                    2270 (2016) or this resolution, and decides that each Member State that
                    procures coal from the DPRK shall notify the Committee of the aggregate
                    amount of the volume of such procurement for each month no later than
                    30 days after the conclusion of that month on the form in annex V to this
                    resolution, directs the Committee to make publicly available on its website the
                    volume of procurement of coal from the DPRK reported by Member States
                    and value calculated by the Committee Secretary, as well as the amount
                    reported for each month and with the number of States that reported for each
                    month, directs the Committee to update this information on a real-time basis
                    as it receives notifications, calls upon all States that import coal from the
                    DPRK to periodically review this website to ensure that they do not exceed the
                    mandatory aggregate annual limit, directs the Committee Secretary to notify
                    all Member States when an aggregate value or volume of coal procurements
                    from the DPRK of 75 per cent of the aggregate yearly amount has been
                    reached, also directs the Committee Secretary to notify all Member States
                    when an aggregate value or volume of coal procurements from the DPRK of
                    90 per cent of the aggregate yearly amount has been reached, further directs
                    the Committee Secretary to notify all Member States when an aggrega te value
                    or volume of coal procurements from the DPRK of 95 per cent of the
                    aggregate yearly amount has been reached and to inform them that they must
                    immediately cease procuring coal from the DPRK for the year, and requests
                    the Secretary-General to make the necessary arrangements to this effect and
                    provide additional resources in this regard; and
                         (c) Transactions in iron and iron ore that are determined to be
                    exclusively for livelihood purposes and unrelated to generating revenue for the
                    DPRK’s nuclear or ballistic missile programmes or other activities prohibited
                    by resolutions 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270
                    (2016) or this resolution.”
                     27. Directs the Panel of Experts, following the end of each month, to
               determine and transmit to the Committee, in no more than 30 days, an estimate of
               the average (mean) price in US dollars of coal exported from the DPRK that month
               based on credible and factually accurate trade data, and directs the Committee
               Secretary to use this average price as the basis to calculate the value of the
               procurement of coal from the DPRK each month based on the volume reported by
               States for the purposes of notifying all member states and making publicly available
               DRPK export levels on the Committee website on a real-time basis as required in
               paragraph 26 of this resolution;
                     28. Decides that the DPRK shall not supply, sell or transfer, directly or
               indirectly, from its territory or by its nationals or using its flag vessels or aircraft,
               copper, nickel, silver and zinc, and that all Member States shall prohibit the
               procurement of such material from the DPRK by their nationals, or using their flag
               vessels or aircraft, and whether or not originating in the territory of the DPRK;




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                 29. Decides that the DPRK shall not supply, sell or transfer, directly or
           indirectly, from its territory or by its nationals or using its flag vessels or aircraft,
           statues, and that all States shall prohibit the procurement of such items from the
           DPRK by their nationals, or using their flag vessels or aircraft, whether or not
           originating in the territory of the DPRK, unless the Committee approves on a case -
           by-case basis in advance;
                 30. Decides that all Member States shall prevent the direct or indirect supply,
           sale or transfer to the DPRK, through their territories or by their nationals, or using
           their flag vessels or aircraft, and whether or not originating in their territories, of
           new helicopters and vessels, except as approved in advance by the Committee on a
           case-by-case basis;
                 31. Decides that Member States shall take the necessary measures to close
           existing representative offices, subsidiaries or banking accounts in the DPRK within
           90 days, unless the Committee determines on a case-by-case basis that such offices,
           subsidiaries or accounts are required for the delivery of humanitarian assistance or
           the activities of diplomatic missions in the DPRK or the activities of the United
           Nations or its specialized agencies or related organizations or any other purpose
           consistent with the objectives of this resolution;
                 32. Decides that all Member States shall prohibit public and private financial
           support from within their territories or by persons or entities subject to their
           jurisdiction for trade with the DPRK (including the granting of export cr edits,
           guarantees or insurance to their nationals or entities involved in such trade), except
           as approved in advance by the Committee on a case-by-case basis;
                  33. Decides that, if a Member State determines that an individual is working
           on behalf of or at the direction of a DPRK bank or financial institution, then
           Member States shall expel the individual from their territories for the purpose of
           repatriation to the individual’s state of nationality, consistent with applicable
           national and international law, unless the presence of the individual is required for
           fulfillment of a judicial process or exclusively for medical, safety or other
           humanitarian purposes, or the Committee has determined on a case -by-case basis
           that the expulsion of the individual would be contrary to the objectives of
           resolutions 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), or
           this resolution;
                 34. Expresses concern that DPRK nationals are sent to work in other States
           for the purpose of earning hard currency that the DPRK uses for its nuclear and
           ballistic missile programmes, and calls upon States to exercise vigilance over this
           practice;
                 35. Reiterates its concern that bulk cash may be used to evade measures
           imposed by the Security Council, and calls upon Member States to be alert to this
           risk;
                 36. Calls upon all Member States to report to the Security Council within
           90 days of the adoption of this resolution, and thereafter upon request by the
           Committee, on concrete measures they have taken in order to implement effectively
           the provisions of this resolution, requests the Panel of Experts established pursuant
           to resolution 1874 (2009), in cooperation with other UN sanctions monitoring




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               groups, to continue its efforts to assist Member States in preparing and submitting
               such reports in a timely manner;
                     37. Reaffirms that Security Council resolution 1540 (2004) obligates all
               States to take and enforce effective measures to establish domestic controls to
               prevent the proliferation of nuclear, chemical, or biological weapons and their
               means of delivery, including by establishing appropriate controls over related
               materials, and notes that these obligations are complementary to the obligations in
               resolutions 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013) and 2270 (2016) to
               prevent the direct or indirect supply, sale or transfer to the DPRK of items,
               materials, equipment, goods and technology which could contribu te to DPRK’s
               nuclear-related, ballistic missile-related or other weapons of mass destructionrelated programmes;
                     38. Calls upon all Member States to redouble efforts to implement in full the
               measures in resolutions 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013) and
               2270 (2016), and to cooperate with each other in doing so, particularly with respect
               to inspecting, detecting and seizing items the transfer of which is prohibited by
               these resolutions;
                     39. Decides that the mandate of the Committee, as set out in paragraph 12 of
               resolution 1718 (2006), shall apply with respect to the measures imposed in this
               resolution and further decides that the mandate of the Panel of Experts, as specified
               in paragraph 26 of resolution 1874 (2009) and modified in paragraph 1 of resolution
               2276 (2016), shall also apply with respect to the measures imposed in this
               resolution;
                     40. Decides to authorize all Member States to, and that all Member States
               shall, seize and dispose (such as through destruction, rendering inoperable or
               unusable, storage, or transferring to a State other than the originating or destination
               States for disposal) of items the supply, sale, transfer, or export of which is
               prohibited by resolutions 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013),
               2270 (2016) or this resolution that are identified in inspections, in a manner that is
               not inconsistent with their obligations under applicable Security Council
               resolutions, including resolution 1540 (2004), as well as any obligations of parties
               to the NPT, the Convention on the Prohibition of the Development, Production,
               Stockpiling and Use of Chemical Weapons and on Their Destruction of 29 April
               1997, and the Convention on the Prohibition of the Development, Production and
               Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their
               Destruction of 10 April 1972;
                     41. Emphasizes the importance of all States, including the DPRK, taking the
               necessary measures to ensure that no claim shall lie at the instance of the DPRK, or
               of any person or entity in the DPRK, or of persons or entities designated for
               measures set forth in resolutions 1718 (2006), 1874 (2009), 2087 (2013), 2094
               (2013), 2270 (2016) or this resolution, or any person claiming through or for the
               benefit of any such person or entity, in connection with any contract or other
               transaction where its performance was prevented by reason of the measures imposed
               by this resolution or previous resolutions;
                    42. Requests the Secretary-General to provide additional administrative and
               analytical support resources needed to increase the capacity of the Panel of Experts




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           established pursuant to resolution 1874 (2009) and strengthen its ability to analyse
           the DPRK’s sanctions violation and evasion activities, to include additional funding
           allocated to the procurement of aerial imagery and analysis services, access to
           relevant trade and international security databases and other information sources, as
           well as support the resulting increased activities of the Committee by the
           Secretariat;
                  43. Requests the Panel of Experts to include findings and recommendations
           in its midterm reports, beginning with the midterm report due to be submitted to the
           Committee by no later than 5 August 2017;
                 44. Directs the Committee, with the assistance of its Panel of Experts, to
           hold special meetings on important thematic and regional topics and Member States’
           capacity challenges, to identify, prioritize, and mobilize resources to areas that
           would benefit from technical and capacity-building assistance to enable more
           effective implementation by Member States;
                 45. Reiterates its deep concern at the grave hardship that the people in the
           DPRK are subjected to, condemns the DPRK for pursuing nuclear weapons and
           ballistic missiles instead of the welfare of its people while people in the DPRK have
           great unmet needs, and emphasizes the necessity of the DPRK respecting and
           ensuring the welfare and inherent dignity of people in the DPRK;
                46. Reaffirms that the measures imposed by resolutions 1718 (2006), 1874
           (2009), 2087 (2013), 2094 (2013), 2270 (2016) and this resolution are not intended
           to have adverse humanitarian consequences for the civilian population of the DPRK
           or to affect negatively those activities, including economic activities and
           cooperation, that are not prohibited by resolutions 1718 (2006), 1874 (2009), 2087
           (2013), 2094 (2013), 2270 (2016) and this resolution, and the work of international
           and non-governmental organizations carrying out assistance and relief activities in
           the DPRK for the benefit of the civilian population of the DPRK, and decides that
           the Committee may, on a case-by-case basis, exempt any activity from the measures
           imposed by these resolutions if the Committee determines that such an exemption is
           necessary to facilitate the work of such organizations in the DPRK or for any other
           purpose consistent with the objectives of these resolutions;
                47. Reaffirms its support to the Six Party Talks, calls for their resumption,
           and reiterates its support for the commitments set forth in the Joint Statement of
           19 September 2005 issued by China, the DPRK, Japan, the Republic of Korea, th e
           Russian Federation, and the United States, including that the goal of the Six -Party
           Talks is the verifiable denuclearization of the Korean Peninsula in a peaceful
           manner, that the United States and the DPRK undertook to respect each other’s
           sovereignty and exist peacefully together, and that the Six Parties undertook to
           promote economic cooperation, and all other relevant commitments;
                 48. Reiterates the importance of maintaining peace and stability on the
           Korean Peninsula and in north-east Asia at large, and expresses its commitment to a
           peaceful, diplomatic and political solution to the situation and welcomes efforts by
           Council members as well as other States to facilitate a peaceful and comprehensive
           solution through dialogue and stresses the importance of working to reduce tensions
           in the Korean Peninsula and beyond;




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                    49. Affirms that it shall keep the DPRK’s actions under continuous review
               and is prepared to strengthen, modify, suspend or lift the measures as may be
               needed in light of the DPRK’s compliance, and, in this regard, expresses its
               determination to take further significant measures in the event of a further DPRK
               nuclear test or launch;
                    50.   Decides to remain seized of the matter.




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Annex I
                Travel Ban/Asset Freeze (Individuals)

           1.   PAK CHUN IL
                a.   Description: Pak Chun Il has served as the DPRK Ambassador to Egypt and
                     provides support to KOMID.
                b.   AKA: n/a
                c.   Identifiers: DOB: 28 July 1954; Nationality: DPRK; Passport: 563410091

           2.   KIM SONG CHOL
                a.   Description: Kim Song Chol is a KOMID official that has conducted business
                     in Sudan on behalf of KOMID’s interests.
                b.   AKA: Kim Hak Song
                c.   Identifiers: DOB: 26 March 1968, alt. DOB: 15 October 1970; Nationality:
                     DPRK; Passport: 381420565, alt. Passport: 654120219

           3.   SON JONG HYOK
                a.   Description: Son Jong Hyok is a KOMID official that has conducted business
                     in Sudan on behalf of KOMID’s interests.
                b.   AKA: Son Min
                c.   Identifiers: DOB: 20 May 1980; Nationality: DPRK

           4.   KIM SE GON
                a.   Description: Kim Se Gon works on behalf of the Ministry of Atomic Energy
                     Industry.
                b.   AKA: n/a
                c.   Identifiers: DOB: 13 November 1969; Passport: PD472310104; Nationality:
                     DPRK

           5.   RI WON HO
                a.   Description: Ri Won Ho is a DPRK Ministry of State Security Official
                     stationed in Syria supporting KOMID.
                b.   AKA: n/a
                c.   Identifiers: DOB: 17 July 1964; Passport: 381310014, Nationality: DPRK

           6.   JO YONG CHOL
                a.   Description: Jo Yong Chol is a DPRK Ministry of State Security Official
                     stationed in Syria supporting KOMID.
                b.   AKA: Cho Yong Chol
                c.   Identifiers: DOB: 30 September 1973, Nationality: DPRK




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          7.   KIM CHOL SAM
               a.   Description: Kim Chol Sam is a representative for Daedong Credit Bank
                    (DCB) who has been involved in managing transactions on behalf of DCB
                    Finance Limited. As an overseas-based representative of DCB, it is suspected
                    that Kim Chol Sam has facilitated transactions worth hundreds of thousands of
                    dollars and likely managed millions of dollars in DPRK related accounts with
                    potential links to nuclear/missile programmes.
               b.   AKA: n/a
               c.   Identifiers: DOB: 11 March 1971; Nationality: DPRK

          8.   KIM SOK CHOL
               a.   Description: Kim Sok Chol acted as the DPRK Ambassador to Myanmar and
                    he operates as a KOMID facilitator. He was paid by KOMID for his assistance
                    and arranges meetings on behalf of KOMID, including a meeting between
                    KOMID and Myanmar’s defense related persons to discuss financial matters.
               b.   AKA: n/a
               c.   Identifiers: DOB: 8 May 1955; Passport 472310082; Nationality: DPRK

          9.   CHANG CHANG HA
               a.   Description: Chang Chang Ha is the President of the Second Academy of
                    Natural Sciences (SANS).
               b.   AKA: Jang Chang Ha
               c.   Identifiers: DOB: 10 January 1964; Nationality: DPRK

         10.   CHO CHUN RYONG
               a.   Description: Cho Chun Ryong is the Chairman of the Second Economic
                    Committee (SEC).
               b.   AKA: Jo Chun Ryong
               c.   Identifiers: DOB: 4 April 1960; Nationality: DPRK

         11.   SON MUN SAN
               a.   Description: Son Mun San is the Director-General of the External Affairs
                    Bureau of the General Bureau of Atomic Energy (GBAE).
               b.   AKA: n/a
               c.   Identifiers: DOB: 23 January 1951; Nationality: DPRK




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Annex II
                Asset Freeze (Entities)

           1.   KOREA UNITED DEVELOPMENT BANK
                a.   Description: Korea United Development Bank operates in the financial
                     services industry of the DPRK economy.
                b.   Location: Pyongyang, North Korea; SWIFT/BIC: KUDBKPPY

           2.   ILSIM INTERNATIONAL BANK
                a.   Description: Ilsim International Bank is affiliated with the DPRK military and
                     has a close relationship with Korea Kwangson Banking Corporation (KKBC).
                     Ilsim International Bank has attempted to evade United Nations sanctions.
                b.   AKA: n/a
                c.   Location: Pyongyang, DPRK; SWIFT: ILSIKPPY

           3.   KOREA DAESONG BANK
                a.   Description: Daesong Bank is owned and controlled by Office 39 of the Korea
                     Workers’ Party.
                b.   AKA: Choson Taesong Unhaeng; AKA: Taesong Bank
                c.   Location: Segori-dong, Gyongheung St. Potonggang District, P yongyang,
                     DPRK; SWIFT/BIC: KDBKKPPY

           4.   SINGWANG ECONOMICS AND TRADING GENERAL CORPORATION
                a.   Description: Singwang Economics and Trading General Corporation is a
                     DPRK firm for trading in coal. DPRK generates a significant share of the
                     money for its nuclear and ballistic missile programmes by mining natural
                     resources and selling those resources abroad.
                b.   AKA: n/a
                c.   Location: DPRK

           5.   KOREA FOREIGN TECHNICAL TRADE CENTER
                a.   Description: Korea Foreign Technical Trade Center is a DPRK firm trading in
                     coal. DPRK generates a significant share of the funds needed to finance its
                     nuclear and ballistic missile programmes by mining natural resources and
                     selling those resources abroad.
                b.   AKA: n/a
                c.   Location: DPRK




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          6.   KOREA PUGANG TRADING CORPORATION
               a.   Description: Korea Pugang Trading Corporation is owned by the Korea
                    Ryonbong General Corporation, DPRK’s defense conglomerate specializing in
                    acquisition for DPRK defense industries and support to Pyongyang’s military
                    related sales.
               b.   AKA: n/a
               c.   Location: Rakwon-dong, Pothonggang District, Pyongyang, DPRK

          7.   KOREA INTERNATIONAL CHEMICAL JOINT VENTURE COMPANY
               a.   Description: Korea International Chemical Joint Venture Company is a
                    subsidiary of Korea Ryonbong General Corporation — DPRK’s defense
                    conglomerate specializing in acquisition for DPRK defense industries and
                    support to Pyongyang’s military related sales — and has engaged in
                    proliferation-related transactions.
               b.   AKA: Choson International Chemicals Joint Operation Company; AKA: Chosun
                    International Chemicals Joint Operation Company; AKA: International
                    Chemical Joint Venture Company
               c.   Location: Hamhung, South Hamgyong Province, DPRK; Location: Man
                    gyongdae-kuyok, Pyongyang, DPRK; Location: Mangyungdae-gu, Pyongyang,
                    DPRK

          8.   DCB FINANCE LIMITED
               a.   Description: DCB Finance Limited is a front company for Daedong Credit
                    Bank (DCB), a listed entity.
               b.   AKA: n/a
               c.   Locations: Akara Building, 24 de Castro Street, Wickhams Cay I, Road Town,
                    Tortola, British Virgin Islands; Dalian, China

          9.   KOREA TAESONG TRADING COMPANY
               a.   Description: Korea Taesong Trading Company has acted on behalf of KOMID
                    in dealings with Syria.
               b.   AKA: n/a
               c.   Location: Pyongyang, DPRK

         10.   KOREA DAESONG GENERAL TRADING CORPORATION
               a.   Description: Korea Daesong General Trading Corporation is affiliated with
                    Office 39 through minerals (gold) exports, metals, machinery, agricultural
                    products, ginseng, jewelry, and light industry products.
               b.   AKA: Daesong Trading; Daesong Trading Company; Korea Daesong Trading
                    Company; Korea Daesong Trading Corporation
               c.   Location: Pulgan Gori Dong 1, Potonggang District, Pyongyang City, DPRK




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Annex III
            Items, Materials, Equipment, Goods and Technology

            Nuclear- and/or Missile-usable Items
            1.    Isocyanates (TDI (Toluene di-isocyanate), MDI (Methylene bis (phenyl
                  isocyanate)), IPDI (Isophorone diiosocyanate), HNMDI or HDI (Hexamethylene
                  diisocyanate), and DDI (dimeryl diisocyanate) and production equipment.
            2.    Ammonium nitrate, chemically pure or in phase stabilized version (PSAN).
            3.    Non-destructive test chambers with a 1m or more critical internal dimension.
            4.    Turbo-pumps for liquid or hybrid rocket engines.
            5.    Polymeric Substances (Hydroxyl Terminated Poly-Ether (HTPE), Hydroxyl
                  Terminated Caprolactone Ether (HTCE), Polypropylene glycol (PPG),
                  Polydiethyleneglycol adipate (PGA) and Polyethylene Glycol (PEG)).
            6.    Inertial equipment for any application, particularly for civilian aircraft,
                  satellite, geophysical survey applications and their associated test equipment.
            7.    Countermeasure Subsystems and Penetration Aids (e.g. jammers, chaff,
                  decoys) designed to saturate, confuse, or evade missile defences.
            8.    Manganese metal Brazing Foils.
            9.    Hydroforming machines.
            10.   Thermal treatment furnaces — Temperature >850 degrees C and one
                  dimension >1m.
            11.   Electrical Discharge Machines (EDMs).
            12.   Friction stir welding machines.
            13.   Modelling and design software related to the modelling of aerodynamic and
                  thermodynamic analysis of rocket or unmanned aerial vehicle systems.
            14.   High-speed imaging cameras except those used in medical imaging systems.
            15.   Truck chassis with 6 or more axles.

            Chemical/Biological Weapons-usable Items
            1.    Floor-mounted fume hoods (walk-in style) with a minimum nominal width of
                  2.5 meters.
            2.    Batch centrifuges with a rotor capacity of 4 L or greater, usable with biological
                  materials.
            3.    Fermenters with an internal volume of 10-20 L (.01-.02 cubic meters), usable
                  with biological materials.




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Annex IV
               Luxury Goods

               (1)   Rugs and tapestries (valued greater than $500)
               (2)   Tableware of porcelain or bone china (valued greater than $100)




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Annex V
                       Standard Form for Notification of Import of Coal
                   From the Democratic People’s Republic of Korea (DPRK)
                      pursuant to paragraph 26 (b) of resolution 2321 (2016)

           This form notifies the UN Security Council 1718 Committee of the procurement of
           coal from the Democratic People’s Republic of Korea (DPRK) in keeping with the
           relevant provisions of resolution 2321 (2016).

           Procuring State:


           Month:


           Year:


           Coal imported from DPRK, in metric tons:


           Coal imported from DPRK, in US dollars (optional):


           Additional information (optional):




           Signature/seal:


           Date:




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