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Human rights, democracy, and the rule of law assurance framework for AI systems: A proposal

Leslie, David; Burr, Christopher; Aitken, Mhairi; Katell, Michael; Briggs, Morgan; Rincon, Cami

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    <dct:title>Human rights, democracy, and the rule of law assurance framework for AI systems: A proposal</dct:title>
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    <dcat:keyword>Artificial Intelligence</dcat:keyword>
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    <dcat:keyword>AI governance</dcat:keyword>
    <dcat:keyword>AI assurance</dcat:keyword>
    <dcat:keyword>human rights due diligence</dcat:keyword>
    <dcat:keyword>algorithmic impact assessment</dcat:keyword>
    <dcat:keyword>human rights impact assessment</dcat:keyword>
    <dcat:keyword>Council of Europe</dcat:keyword>
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    <dct:description>&lt;p&gt;Following on from the publication of its&amp;nbsp;&lt;em&gt;Feasibility Study&amp;nbsp;&lt;/em&gt;in December 2020, the Council of Europe&amp;rsquo;s Ad Hoc Committee on Artificial Intelligence (and its subgroups) initiated efforts to formulate and draft its&amp;nbsp;&lt;em&gt;Possible elements of a legal framework on artificial intelligence, based on the Council of Europe&amp;rsquo;s standards on human rights, democracy, and the rule of law&lt;/em&gt;. This document was ultimately adopted by the CAHAI plenary in December 2021. To support this effort, The Alan Turing Institute undertook a programme of research that explored the governance processes and practical tools needed to operationalise the integration of human right due diligence with the assurance of trustworthy AI innovation practices.&lt;/p&gt; &lt;p&gt;The resulting output, &lt;em&gt;Human Rights, Democracy, and the Rule of Law Assurance Framework for AI Systems: A proposal,&lt;/em&gt;&amp;nbsp;was completed and submitted to the Council of Europe in September 2021. It presents an end-to-end approach to the assurance of AI project lifecycles that integrates context-based risk analysis and appropriate stakeholder engagement with comprehensive impact assessment, and transparent risk management, impact mitigation, and innovation assurance practices. Taken together, these interlocking processes constitute a&amp;nbsp;Human Rights, Democracy and the Rule of Law Assurance Framework&amp;nbsp;(HUDERAF). The HUDERAF combines the procedural requirements for principles-based human rights due diligence with the governance mechanisms needed to set up technical and socio-technical guardrails for responsible and trustworthy AI innovation practices. Its purpose is to provide an accessible and user-friendly set of mechanisms for facilitating compliance with a binding legal framework on artificial intelligence, based on the Council of Europe&amp;rsquo;s standards on human rights, democracy, and the rule of law, and to ensure that AI innovation projects are carried out with appropriate levels of public accountability, transparency, and democratic governance.&lt;/p&gt;</dct:description>
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Publication date:
February 6, 2022
DOI:
10.5281/zenodo.5981676

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Keyword(s):
Artificial Intelligence AI ethics trustworthy AI AI governance AI assurance human rights due diligence algorithmic impact assessment human rights impact assessment Council of Europe stakeholder analysis multi-stakeholder engagement
Grants:
Research Councils UK:
  • PATH-AI: Mapping an Intercultural Path to Privacy, Agency, and Trust in Human-AI Ecosystems (ES/T007354/1)
  • Strategic Priorities Fund - AI for Science, Engineering, Health and Government (EP/T001569/1)
License (for files):
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