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SIENNA D4.3: Survey of REC approaches and codes for Artificial Intelligence & Robotics

Lisa Tambornino; Dirk Lanzerath; Rowena Rodrigues; David Wright


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  <identifier identifierType="DOI">10.5281/zenodo.4067990</identifier>
  <creators>
    <creator>
      <creatorName>Lisa Tambornino</creatorName>
      <affiliation>European Network of Research Ethics Committees (EUREC Office)</affiliation>
    </creator>
    <creator>
      <creatorName>Dirk Lanzerath</creatorName>
      <affiliation>European Network of Research Ethics Committees (EUREC Office)</affiliation>
    </creator>
    <creator>
      <creatorName>Rowena Rodrigues</creatorName>
      <affiliation>Trilateral Research Ltd</affiliation>
    </creator>
    <creator>
      <creatorName>David Wright</creatorName>
      <affiliation>Trilateral Research Ltd</affiliation>
    </creator>
  </creators>
  <titles>
    <title>SIENNA D4.3: Survey of REC approaches and codes for Artificial Intelligence &amp; Robotics</title>
  </titles>
  <publisher>Zenodo</publisher>
  <publicationYear>2019</publicationYear>
  <subjects>
    <subject>normative framework</subject>
    <subject>professional ethics codes</subject>
    <subject>research ethics protocols</subject>
    <subject>AI</subject>
    <subject>artificial intelligence</subject>
    <subject>robotics</subject>
    <subject>survey</subject>
    <subject>research ethics committees</subject>
  </subjects>
  <contributors>
    <contributor contributorType="Researcher">
      <contributorName>Heidi Howard</contributorName>
      <affiliation>Uppsala University</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Emilia Niemiec</contributorName>
      <affiliation>Uppsala University</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Caroline Gallant</contributorName>
      <affiliation>Uppsala University</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Cornelia Tandre</contributorName>
      <affiliation>Uppsala University</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Philip Brey</contributorName>
      <affiliation>University of Twente</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Philip Jansen</contributorName>
      <affiliation>University of Twente</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Sean Jensen</contributorName>
      <affiliation>University of Twente</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Saskia Nagel</contributorName>
      <affiliation>University of Twente</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Marcelo de Araujo</contributorName>
      <affiliation>Universidade Federal do Rio de Janeiro</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Clara Dias</contributorName>
      <affiliation>Universidade Federal do Rio de Janeiro</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Javier Valls</contributorName>
      <affiliation>University of Granada</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Maria Bottis</contributorName>
      <affiliation>Ionian University</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Zuzanna Warso</contributorName>
      <affiliation>Helsinki Foundation for Human Rights</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Robert Gianni</contributorName>
      <affiliation>Sciences Po Paris</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Anaïs Rességuier</contributorName>
      <affiliation>Sciences Po Paris</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Jantina de Vries</contributorName>
      <affiliation>University of Cape Town</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Wang Qian</contributorName>
      <affiliation>Dalian University of Technology</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Adam Holland</contributorName>
      <affiliation>Berkman Klein Center</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Christopher Bavitz</contributorName>
      <affiliation>Berkman Klein Center</affiliation>
    </contributor>
    <contributor contributorType="Researcher">
      <contributorName>Hiroshi Miyashita</contributorName>
      <affiliation>CHUO</affiliation>
    </contributor>
  </contributors>
  <dates>
    <date dateType="Issued">2019-08-19</date>
  </dates>
  <language>en</language>
  <resourceType resourceTypeGeneral="Text">Project deliverable</resourceType>
  <alternateIdentifiers>
    <alternateIdentifier alternateIdentifierType="url">https://zenodo.org/record/4067990</alternateIdentifier>
  </alternateIdentifiers>
  <relatedIdentifiers>
    <relatedIdentifier relatedIdentifierType="DOI" relationType="IsVersionOf">10.5281/zenodo.4067989</relatedIdentifier>
  </relatedIdentifiers>
  <version>V1.0</version>
  <rightsList>
    <rights rightsURI="https://creativecommons.org/licenses/by/4.0/legalcode">Creative Commons Attribution 4.0 International</rights>
    <rights rightsURI="info:eu-repo/semantics/openAccess">Open Access</rights>
  </rightsList>
  <descriptions>
    <description descriptionType="Abstract">&lt;p&gt;This report describes the outcome of task 4.3, Current coverage of ethical guidelines by professional organisations, ethics advisory groups, and research ethics committees for Artificial Intelligence and Robotics (AI&amp;amp;R). For this task, the SIENNA partners searched for documents which could give normative guidance (excluding legislation) for stakeholders in AI&amp;amp;R. Three kinds of documents were searched in different EU countries and internationally:&lt;/p&gt;

&lt;ol&gt;
	&lt;li&gt;
	&lt;p&gt;professional ethics codes&lt;/p&gt;
	&lt;/li&gt;
	&lt;li&gt;
	&lt;p&gt;documents from professional groups and ethics advisory groups, and&lt;/p&gt;
	&lt;/li&gt;
	&lt;li&gt;
	&lt;p&gt;guidance documents on how to write research ethics protocols in different EU countries and&amp;nbsp;internationally.&lt;/p&gt;
	&lt;/li&gt;
&lt;/ol&gt;

&lt;p&gt;Furthermore, representatives of research ethics committees have been asked for the following information in an online survey:&lt;/p&gt;

&lt;ul&gt;
	&lt;li&gt;
	&lt;p&gt;&amp;minus; &amp;nbsp;to what extent are they aware of AI&amp;amp;R developments and ethical issues associated with them?&lt;/p&gt;
	&lt;/li&gt;
	&lt;li&gt;
	&lt;p&gt;&amp;minus; &amp;nbsp;how do they currently approach these issues and do they have plans to more explicitly feature&amp;nbsp;them?&lt;/p&gt;
	&lt;/li&gt;
&lt;/ul&gt;</description>
  </descriptions>
  <fundingReferences>
    <fundingReference>
      <funderName>European Commission</funderName>
      <funderIdentifier funderIdentifierType="Crossref Funder ID">10.13039/100010661</funderIdentifier>
      <awardNumber awardURI="info:eu-repo/grantAgreement/EC/H2020/741716/">741716</awardNumber>
      <awardTitle>Stakeholder-informed ethics for new technologies with high socio-economic and human rights impact</awardTitle>
    </fundingReference>
  </fundingReferences>
</resource>
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